Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Ann High BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Todd Dwain GauthierSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15001-26-2009
Richard Martin ArduengoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-06-2009
Wilbert Ronald AndersonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-30-2009
Scott Francis SteinitzSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-01-2009
Gene Riley MaszySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$108-04-2009
Gregory Stewart BrentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-05-2009
Alan Karl MajakSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-28-2009
Todd Joseph ThompsonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-02-2009
James Jordan PierceSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC12-01-2009
April Phillips HuffinesSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-11-2010
Danny Lee PiggeSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-11-2010
Kevin David SwainSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-30-2010
Timothy John ReedSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-16-2010
Tripp Alexander Mullen IIISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-05-2010
Taylor Thurman FrancisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-10-2010
Randall Dale Loggins Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-22-2010
Denise Dean SpringerSUNTRUST INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC07-07-2010
Terrell Wallace Bradley Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-13-2010
Mark Joseph MagnoneSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-21-2010
Phillip George MargySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10008-09-2010
Alfred Ponder Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2010
Brandon Todd MasonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-22-2010
Gretchen Jean MitchellSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-04-2010
Jonathan Kyle JorstadSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5010-12-2010
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Showing 1 to 25 of 226 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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