Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan MarxTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC06-01-2010
Moses Francis MaineTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC09-27-2010
John Glorioso IIITIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-11-2011
Osvaldo Ramiro BerriosTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC07-25-2011
Leonedas Panagiotis KalamarasTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-20-2012
Mark David RauTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$5003-18-2013
William Patrick Connors JrTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-30-2013
Marc James DefeoTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-28-2014
Jonathan Michael WallsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC05-20-2014
Mathew R MorganTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC07-09-2014
Denise Marie GovoniTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-07-2014
Heidi Martha DuckworthTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC09-10-2014
William PlatteTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$1009-26-2014
Austen John FialaTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-20-2015
Justin Christopher KimmerTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC09-02-2015
Edward Matthew Courtney IVTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC10-14-2015
Andrea Theresa KucmerowskiTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC10-30-2015
Kenneth Holt JrTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC11-06-2015
Noah D KrebsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC12-08-2015
Keith Allan BrownTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-20-2016
Gwen Borowicz DadolyTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$15005-03-2016
Siegfreid Baterina LaurenTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC06-03-2016
Stephanie Rene MariniTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC06-21-2016
Julio Cesar LugoTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC07-12-2016
Gary Clinton Jones JrTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC07-26-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.