Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jason Victor Sponholtz | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 05-20-2019 |
| Dalip Singh Chadha | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 04-29-2019 |
| Andrew Todd Beasley | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | $100 | 04-26-2019 |
| Mark Bessone Burns | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 03-25-2019 |
| Ted Gordon Hanson | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 02-21-2019 |
| Neil Lloyd Siegel | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | $100 | 08-31-2018 |
| Kristian Carr Forster | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-20-2018 |
| Andrew Antonio Odish | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 07-13-2018 |
| Megan Thorpe Stanfield | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 07-12-2018 |
| Timothy J Koester | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 06-08-2018 |
| Thai Doan | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 05-29-2018 |
| Tyler Patrick Whalen | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | $25 | 02-15-2018 |
| Grayson Castle Biggs | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 09-18-2017 |
| Brittany Rae Trudgeon | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-30-2017 |
| Steve Jin Kim | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-22-2017 |
| Matthew Innecken Stroud | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 07-31-2017 |
| Alison Anne Coacher | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 12-08-2016 |
| Joshua James McAnally | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 10-24-2016 |
| Sue Park Yoon | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 10-14-2016 |
| Daniel Heath Terrall | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 09-28-2016 |
| Ian Lars Isakson | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-30-2016 |
| John Benedict Jameson | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-29-2016 |
| Lora G. Lakatos | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 08-25-2016 |
| Lisa Kay Schesso | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 06-27-2016 |
| David Song Deng | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 06-08-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
