Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robin D HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-18-2011
Jeremy Beauregard SloanU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15012-30-2011
Robert M RubottomU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15007-23-2012
Jeff A NizichU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$18004-01-2013
Cleveland AshleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-30-2013
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Michael Sidney QuimbyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-02-2014
Mark Thomas VihstadtU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-17-2014
Daisy Lynn HatlestadU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-28-2015
Michael Scott Rookus JrU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-17-2015
John David ChristenU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-04-2016
Roman Nestor CatliU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-03-2016
Lisa Kay SchessoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5006-27-2016
Pejhmon KalantarU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-09-2016
John Benedict JamesonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15008-29-2016
Ian Lars IsaksonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15009-28-2016
Sue Park YoonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-14-2016
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Nathan J SchwichtenbergU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-28-2017
Valerie M SaucedoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-25-2017
Matthew Innecken StroudU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-31-2017
Steve Jin KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5008-22-2017
Brittany Rae TrudgeonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Grayson Castle BiggsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-18-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.