Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Howard ArthurU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-02-2009
Dennis Christopher QuanU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-28-2010
James Rork WilliamsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-03-2010
Robin Dean HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2501-18-2011
Mera Tawfik Tawfik-OshanaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-15-2011
Jeffrey Warren CreechU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-22-2011
Scott Robert RahnU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-22-2011
Adam Charles BormannU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-16-2011
Michael Lendell FolandU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-28-2011
Brian Jonathan MatzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-31-2011
Eric Paul SchraederU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-31-2011
Charles Edward ZwiefelhoferU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2011
Matthew Robert ThorntonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-16-2011
John Douglas WadeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-17-2011
Jon Ronald SpringerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-01-2011
Robert Louis Van Erem IIIU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-13-2011
Richard David Russell Jr.U.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC11-09-2011
Laszlo FodorU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5012-14-2011
Diane R JohnsonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-16-2011
Jeremy Beauregard SloanU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15012-30-2011
Nick NicholisU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-03-2012
Wendy Scott StenbergU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-03-2012
Albin J DalekiU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-27-2012
Jeffrey David ShrivesU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-01-2012
Gene Lee GlorianiU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-12-2012
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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