Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Andrew Antonio OdishU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Brittany Rae TrudgeonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Cleveland AshleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-30-2013
Daisy Lynn HatlestadU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-28-2015
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-28-2016
David Song DengU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-08-2016
Eric Vaughn SligerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-14-2016
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2015
Grayson Castle BiggsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-18-2017
Ian Lars IsaksonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Jason Michael JuhlU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-29-2016
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2019
Jeff A. NizichU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2504-01-2013
Jeremy Beauregard SloanU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-30-2011
John Benedict JamesonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-29-2016
John David ChristenU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-04-2016
Joshua James McAnallyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-24-2016
Kristian Carr ForsterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Laszlo FodorU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-14-2011
Lisa Kay SchessoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC06-27-2016
Lora G. LakatosU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-25-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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