Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-02-2009
Marc Alan JackowitzUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-07-2009
Sharon Denise WhiteUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-07-2009
Robert Joseph LenihanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$26501-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-08-2009
Jesse Gaudenio VitaglianoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2009
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-15-2009
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
Thomas Irwin RoulstonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-16-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-30-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7301-30-2009
Raymond Thomas MinicucciUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5002-06-2009
Robert Christopher DuffUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$26602-11-2009
Robert S Samuel WrightUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-13-2009
Todd Hume NicholsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Gary B GhigliottiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-19-2009
Stephen DemaraisUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1,00002-19-2009
John P OLearyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5002-20-2009
Sean Edward HattrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-27-2009
Manuel Jesus MonasterioUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-06-2009
Carl RafiepourUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-09-2009
Robert Lane AllenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-17-2009
Kreg Alan UrquhartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$14004-17-2009
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-23-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.