Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert CulinerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-15-2009
Alan S ToresUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-29-2011
Andrew Edward HarperUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-29-2016
Anothep Anthony PhimmasoneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-12-2011
Anthony Joseph LangellaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-23-2015
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-02-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Bradley Jay J. BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-31-2015
Brandon Alessondro YoungerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-03-2015
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-09-2012
Brian Joshua BerryUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-28-2014
Brian Richard DodsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5002-12-2015
Bryant Julio DiazUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10007-14-2016
Byron Thomas SheffieldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10008-26-2015
Candace Ann ClineUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-21-2010
Carole Ann TaylorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1006-10-2010
Catherine GuideraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-01-2014
Christina Dae Van SlootenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-13-2013
Christina Doris ParraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-04-2010
Christopher Lious TothUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-30-2014
Christopher Schueller MoormanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10006-30-2015
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Craig Edward BlumUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10008-15-2014
David Aaron SloteUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-28-2015
David Alan MelbyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-04-2016
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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