Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Matthew SomarribaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-14-2019
Breno VileteUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-11-2018
Kevin Anthony SpanoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-18-2017
Andrew Edward HarperUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-29-2016
Mark Jay FreibergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-01-2016
Leonard Anthony Boccia Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15003-01-2016
Steven Michael QuinnUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-01-2016
Daniel Richard LongUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5002-24-2016
Frederick John SpagnolaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-23-2015
Anthony Joseph LangellaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-23-2015
Catherine GuideraUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-01-2014
Sandra Lynne KunzweilerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-22-2014
Robert MosbergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-31-2014
Scott J. MosbergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-31-2014
Henry S. CoopermanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-14-2012
Michael Eugene RussellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-08-2011
Philip GiammarinoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1004-08-2011
Sean Michael RussellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-08-2011
John Joseph Kubica Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-29-2009
Sean Edward HattrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-27-2009
John Patrick O'Leary Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1002-20-2009
Raymond Thomas MinicucciUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-06-2009
Christopher Andrew RussoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-06-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.