Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-23-2009
Ozzie Isaac FishmanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$8707-18-2011
John JrJohn Marmion JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15011-01-2012
Joshua Michael YoungUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-01-2012
Christopher Shea MarmionUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15011-01-2012
Jason Jerome HullUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-06-2014
Steve TrimbleUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$20005-20-2014
Nancy Ann HarrisUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-20-2014
Steven Glen TrimbleUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5005-20-2014
Kenneth Joseph RinehartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$19911-24-2015
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$18911-24-2015
Kevin Joseph RutherUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$611-24-2015
Mark Edward LedonneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15011-25-2015

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.