Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Top States

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Luis AlgarinUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC02-23-2009
Brent Carl FrisbeeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-06-2009
Ying WangUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-01-2010
Yukio Almanze JohnsonUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-31-2010
Andrew Charles WheelerUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC$5009-24-2010
Justin Timothy DeardorffUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC02-04-2011
Crystal Marie AbbeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-14-2011
Paulette J. CorumUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC01-26-2012
Stephen Allen ChristianUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC02-15-2012
Damon Wallace FrancisUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC02-22-2012
Michelle Lynne SwintUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC04-02-2012
Mai Thi LeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-07-2012
Mardee M. FormalesUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-29-2012
Nabil B. AyariUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-28-2012
Craig Evan WardUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC10-04-2012
Marilu HernandezUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-19-2012
Amber Dawn BertelsenUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC04-08-2013
Barbara J. McLainUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC04-18-2013
Ana H. LeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-06-2013
Julio Enrique ValenzuelaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-09-2013
Timothy Scott BarnardUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC$5004-24-2014
Eric Paul AbbeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC07-15-2014
Handong RyuUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC07-17-2014
Brent G. WeberUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-18-2014
Breanna May StottUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC06-30-2015
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.