Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward BrandWaddell & ReedWells Fargo Clearing Services, LLC02-13-2020
Louis Bosso JrWaddell & ReedWells Fargo Clearing Services, LLC$6005-25-2017
Rob C RigsbyWaddell & ReedWells Fargo Clearing Services, LLC$5001-12-2016
Anthony Adam CisnerosWaddell & ReedWells Fargo Clearing Services, LLC01-04-2016
James Robert PhillipsWaddell & ReedWells Fargo Clearing Services, LLC06-05-2015
Linda Ruth KlugmanWaddell & ReedWells Fargo Clearing Services, LLC10-17-2014
Frank Ernest LaskoWaddell & ReedWells Fargo Clearing Services, LLC$5410-08-2014
Steven KennyWaddell & ReedWells Fargo Clearing Services, LLC$5004-14-2014
Kevin John KaneWaddell & ReedWells Fargo Clearing Services, LLC12-13-2013
Peter B FinkWaddell & ReedWells Fargo Clearing Services, LLC$5011-28-2012
Phillip Nathaniel Loring JrWaddell & ReedWells Fargo Clearing Services, LLC$2011-13-2012
Debra Rae SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-15-2012
James Henry LewisWaddell & ReedWells Fargo Clearing Services, LLC$5010-11-2011
Marijean HansenWaddell & ReedWells Fargo Clearing Services, LLC07-13-2011
Lucas Alexander Van ZandtWaddell & ReedWells Fargo Clearing Services, LLC$2509-01-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.