Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Leroy KershnerWaddell & ReedWells Fargo Clearing Services, LLC02-12-2009
Christophe Dupin Saint De CyrWaddell & ReedWells Fargo Clearing Services, LLC06-05-2009
Lucas Alexander Van ZandtWaddell & ReedWells Fargo Clearing Services, LLC$2509-01-2009
Heather Lynn RushenbergWaddell & ReedWells Fargo Clearing Services, LLC09-15-2010
Michael Francis LawWaddell & ReedWells Fargo Clearing Services, LLC11-15-2010
Elizabeth Anne ChabinWaddell & ReedWells Fargo Clearing Services, LLC11-19-2010
Andrew Gary SpiveyWaddell & ReedWells Fargo Clearing Services, LLC09-14-2011
James Henry LewisWaddell & ReedWells Fargo Clearing Services, LLC$5010-11-2011
Pamela Kinnard MisenerWaddell & ReedWells Fargo Clearing Services, LLC11-04-2011
Thomas A. KesterWaddell & ReedWells Fargo Clearing Services, LLC11-04-2011
John Allen StonerWaddell & ReedWells Fargo Clearing Services, LLC11-18-2011
Teri Lynn DerosaWaddell & ReedWells Fargo Clearing Services, LLC11-23-2011
Joseph Charles RossWaddell & ReedWells Fargo Clearing Services, LLC05-15-2012
Debra Rae SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-15-2012
Lois Elaine SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-17-2012
Danielle Lynne CoryerWaddell & ReedWells Fargo Clearing Services, LLC10-04-2012
Mark Alan GriffinWaddell & ReedWells Fargo Clearing Services, LLC11-02-2012
Phillip Nathaniel Loring Jr.Waddell & ReedWells Fargo Clearing Services, LLC$2011-13-2012
Peter B FinkWaddell & ReedWells Fargo Clearing Services, LLC$5011-28-2012
Randall John AgrellasWaddell & ReedWells Fargo Clearing Services, LLC12-07-2012
William David Sands Jr.Waddell & ReedWells Fargo Clearing Services, LLC03-01-2013
Karl Byron KimeWaddell & ReedWells Fargo Clearing Services, LLC06-17-2013
Rolf Ferdinand SchulzWaddell & ReedWells Fargo Clearing Services, LLC08-16-2013
Kevin John KaneWaddell & ReedWells Fargo Clearing Services, LLC$112-13-2013
Robert Alan EstepWaddell & ReedWells Fargo Clearing Services, LLC12-13-2013
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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