Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Craig Sorrell Pittman Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00004-05-2019
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
James Mitchell Ollis IIIKestra Investment Services, LLCWells Fargo Clearing Services, LLC$5007-31-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC07-26-2018
Raymond Joseph RapozaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-15-2018
Joshua Alan CarnesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-12-2018
William Harry RaymonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2505-04-2018
Joseph Thomas KassoufCetera Investment Services LLCWells Fargo Clearing Services, LLC$1004-23-2018
Ruben Jonathan De LeonBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-05-2018
Paul Christian RankinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-10-2017
Gilbert Keith NeighborsLPL Financial LLCWells Fargo Clearing Services, LLC$1,00011-03-2017
Brandon Doy ThomasPNC InvestmentsWells Fargo Clearing Services, LLC08-23-2017
Bradford Lawrence FlowersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$103-17-2017
Deborah Linn MosleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-17-2017
John Preston WattsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$103-17-2017
Steuart Adair Evans Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$103-17-2017
Kathy Yvette JimenezBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-08-2017
John Anthon Hand IIIInternational Assets Advisory, LLCWells Fargo Clearing Services, LLC12-09-2016
Michael William Scarlett Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-12-2016
Uriah Deshawn WilliamsMorgan StanleyWells Fargo Clearing Services, LLC07-13-2016
Jeremy Shawn GentleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-20-2016
Charles Arthur WoodRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-03-2016
John Swift Lyle Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$102-29-2016
Richard Lester BlondheimMorgan StanleyWells Fargo Clearing Services, LLC$5010-30-2015
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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