Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gilbert NeighborsLPL Financial LLCWells Fargo Clearing Services, LLC$6311-03-2017
Steven S PhillipsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC04-19-2013
John Watts Steuart Evans Russell Henshaw Bradford FlowersRaymond JamesWells Fargo Clearing Services, LLC$70004-18-2017
J Shawn GentleRaymond JamesWells Fargo Clearing Services, LLC$17507-20-2016
Thomas Boyd Margaret Boyd James Beau Boyd Mitzi Rollins Christopher GriffinRaymond JamesWells Fargo Clearing Services, LLC$30007-31-2015
Laurence Buell Tipton IiiCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC09-11-2020
Stephen Jerome LafolletteLPL Financial LLCWells Fargo Clearing Services, LLC$10008-11-2020
Robert Clay BlackwellLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Robert Glenn RayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-30-2020
Charles Andrew LineberryPrivate Client Services, LLCWells Fargo Clearing Services, LLC$1007-23-2020
Dylan Grant JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-03-2020
Neil T BrittainCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
Michael Eugene PoeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00002-13-2020
Rick E LessleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15001-28-2020
James Louis DouglassBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-17-2020
Ashlee K Taylor-RiversGWFS Equities, Inc.Wells Fargo Clearing Services, LLC12-06-2019
John Robert IrelandLPL Financial LLCWells Fargo Clearing Services, LLC11-19-2019
Cherice Y McCrayMorgan StanleyWells Fargo Clearing Services, LLC11-13-2019
Logan Thomas ElliottKestra Investment Services, LLCWells Fargo Clearing Services, LLC10-04-2019
David Wayne Hurst IIIBBVA Securities Inc.Wells Fargo Clearing Services, LLC10-03-2019
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
Robert Thomas Stephenson JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2019
Jason Edwin ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Carolyn Scott ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.