Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. RyanWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-14-2009
Kimberly Michelle JenningsH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-16-2009
Christina Joy WeaverState Farm VP Management Corp.Wells Fargo Clearing Services, LLC01-20-2009
Roy Addison Nutt Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2502-01-2009
George Russell McCurdy Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5002-01-2009
Daniel Kincaid Taylor Jr.Morgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC02-19-2009
John Garland RuddockLPL Financial LLCWells Fargo Clearing Services, LLC$2502-23-2009
Paul Anthony RussellMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$10003-01-2009
Timothy William SlothowerHarbor Financial Services, LLCWells Fargo Clearing Services, LLC$1003-02-2009
James Ellis Day IIICitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Lane Patrick WilsonCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Michael Wayne Wiginton Sr.Cantella & Co., Inc.Wells Fargo Clearing Services, LLC04-04-2009
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
William Andrew Wing IIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC06-09-2009
Thomas Edward JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20007-10-2009
Mark Hodo MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-10-2009
Margaret Childs DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-10-2009
Charles Seawright Crowther IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-17-2009
Mark David PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-14-2009
James Alexander Waters Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-08-2010
Randall Heath MorrisProEquities, Inc.Wells Fargo Clearing Services, LLC$2502-09-2010
Rene Jere MarquesSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC03-30-2010
Paul Kenneth OttSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$1003-30-2010
Christopher Earl CorleySA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$2503-31-2010
Matthew Thomas DisalvoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-27-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.