Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin D ZamoraCetera Advisors LLCWells Fargo Clearing Services, LLC$5009-22-2020
Gary Wayne RogersCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-21-2020
Jordan Chad BanningStewardship for Life, Inc.Wells Fargo Clearing Services, LLC09-16-2020
Jaclyn Brenna SafdarCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC09-08-2020
Carlos Daniel FigueroaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-24-2020
Drew William KeilenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2020
Regan Joseph FlahertyAWM Capital, LLCWells Fargo Clearing Services, LLC07-06-2020
Frankie J CejaFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC06-11-2020
Thomas Eugene Taylor IIIMorgan StanleyWells Fargo Clearing Services, LLC06-08-2020
David Anthony MartinezCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC04-13-2020
Taylor James ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-09-2020
Scott Wayne ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-07-2020
Travis Gene SalleyempiriKal Partners LLCWells Fargo Clearing Services, LLC04-02-2020
James Joseph BeaupreSecure Investment Management, LLCWells Fargo Clearing Services, LLC03-19-2020
Gabrielle Dilese PhenixEdward JonesWells Fargo Clearing Services, LLC03-19-2020
Manuel Anthony TorradoCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2503-10-2020
Barbara Jean MarquisLPL Financial LLCWells Fargo Clearing Services, LLC$5002-13-2020
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Riley SalmonVanguard Marketing CorporationWells Fargo Clearing Services, LLC01-21-2020
Stephen Bernard GlowackaTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC12-02-2019
Jan Phillip Oelze JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-08-2019
Benjamin Haydon Spalding IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-31-2019
Justin Lee FreeMorgan StanleyWells Fargo Clearing Services, LLC10-15-2019
Brandon Lee KlippelCima Capital Wealth ManagementWells Fargo Clearing Services, LLC09-13-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.