Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor James ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-09-2020
Scott Wayne ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-07-2020
Travis Gene SalleyempiriKal Partners LLCWells Fargo Clearing Services, LLC04-02-2020
James Joseph BeaupreSecure Investment Management, LLCWells Fargo Clearing Services, LLC03-19-2020
Barbara Jean MarquisLPL Financial LLCWells Fargo Clearing Services, LLC$5002-13-2020
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Riley SalmonVanguard Marketing CorporationWells Fargo Clearing Services, LLC01-21-2020
Rita Jean OldhamCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-20-2019
Keli Jo HauseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-18-2019
Stephen Bernard GlowackaTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC12-02-2019
Jan Phillip Oelze Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-08-2019
Benjamin Haydon Spalding IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-31-2019
Justin L FreeMorgan StanleyWells Fargo Clearing Services, LLC10-15-2019
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
John AgostinoEdward JonesWells Fargo Clearing Services, LLC08-06-2019
Shawn Michael PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-11-2019
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Nicholas Daniel GoinsMML Investors Services, LLCWells Fargo Clearing Services, LLC05-22-2019
Jose A. Hernandez CevadaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-21-2019
Lydia Marie PadillaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5004-26-2019
Mikola Alexander EfimenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-15-2019
Eduardo CervantesCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC03-26-2019
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2019
Jason Michael JensenAmerican Wealth Management, Inc.Wells Fargo Clearing Services, LLC02-15-2019
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.