Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael William KneipAllstate Financial Services, LLCWells Fargo Clearing Services, LLC07-14-2015
Julio Alejandro GalindoAllstate Financial Services, LLCWells Fargo Clearing Services, LLC11-15-2011
Jason Michael JensenAmerican Wealth Management, Inc.Wells Fargo Clearing Services, LLC02-15-2019
Justin T. HoytAmerican Wealth Management, Inc.Wells Fargo Clearing Services, LLC02-14-2019
Terry Edward AdelmannAmeriprise Advisor Services, Inc.Wells Fargo Clearing Services, LLC$5003-27-2009
Jan Phillip Oelze Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-08-2019
Lydia Marie PadillaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5004-26-2019
Sean Eugene RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00011-28-2018
Ryan Christopher CountrymenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-28-2018
David Michael KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-26-2018
Brian Howard BratspisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-21-2018
Michael Lee HuffmanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-20-2017
Ronald T. BrownAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-10-2017
Kyle Andrew KrausAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-30-2016
Joshua G. WinstonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-06-2014
Justin Wayne HillAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-17-2014
Trey E. ClarkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-17-2014
Robert Charles TorciviaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-24-2010
Charles Whitman DavisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-01-2010
Thomas Dwight PalomaresAXA Advisors, LLCWells Fargo Clearing Services, LLC09-22-2017
Raymond Peter Dimuzio IIAXA Advisors, LLCWells Fargo Clearing Services, LLC10-29-2012
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2019
Michael Wayne WagnerBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC12-04-2014
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.