Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Clifford Ruble JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-07-2009
Mary Cavanaugh-MarshEdward JonesWells Fargo Clearing Services, LLC$5004-17-2009
John Alexander GogolakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15004-22-2009
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$5005-05-2009
Daniel Robert Bott SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Michael Lee MarchantLPL Financial LLCWells Fargo Clearing Services, LLC$14005-29-2009
Daniel Bott IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-29-2009
Kenneth Michael CretaFirst Financial Equity CorporationWells Fargo Clearing Services, LLC07-02-2009
Daniel Frederick PruhsEdward JonesWells Fargo Clearing Services, LLC09-18-2009
Joel S Vergel De DiosLPL Financial LLCWells Fargo Clearing Services, LLC$1,00010-01-2009
Alicia Ann FleurquinLPL Financial LLCWells Fargo Clearing Services, LLC$3710-02-2009
Gregory Joseph SchulteBerthel, Fisher & Company Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-25-2010
Edward Harbert Marshall IiiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-19-2010
Ben PalazzoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-21-2010
Ben Palazzo Ed Marshall III Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27506-25-2010
Steven Donald BeinfestFirst Financial Equity CorporationWells Fargo Clearing Services, LLC$1,00011-12-2010
Magaly CarsonMorgan StanleyWells Fargo Clearing Services, LLC$5011-18-2010
Andrew Mathew SoltesVanguard Marketing CorporationWells Fargo Clearing Services, LLC$2502-07-2011
Danny D CagleyVanguard Marketing CorporationWells Fargo Clearing Services, LLC02-07-2011
Paul Alphonse Perreault JrFirst Financial Equity CorporationWells Fargo Clearing Services, LLC$2502-18-2011
Jonathan M Mayo MitchellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15409-08-2011
Nicholas George AbdyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15409-08-2011
Nick Abdy Jonathan MitchellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$30809-13-2011
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50010-07-2011
Brenda Gayle BellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.