Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Clifford Ruble Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Anthony Theodore RochaLPL Financial LLCWells Fargo Clearing Services, LLC01-20-2009
Kathryn Venancio McelvogueMoors & Cabot, Inc.Wells Fargo Clearing Services, LLC02-24-2009
Mari Dawn LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-27-2009
Terry Edward AdelmannAmeriprise Advisor Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Jacob A Paltzer Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$2504-03-2009
Mary E. Cavanaugh-MarshEdward JonesWells Fargo Clearing Services, LLC$5004-17-2009
Thomas Anthony KonkowskiWRP Investments, Inc.Wells Fargo Clearing Services, LLC04-17-2009
John Alexander GogolakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15004-22-2009
Wayne Francis GriffithCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-01-2009
Mark John FaberLPL Financial LLCWells Fargo Clearing Services, LLC$9806-02-2009
Kenneth Michael CretaFirst Financial Equity CorporationWells Fargo Clearing Services, LLC$5007-02-2009
Daniel Whiting McauliffeRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Daniel Frederick PruhsEdward JonesWells Fargo Clearing Services, LLC$109-18-2009
Joel S. Vergel De DiosLPL Financial LLCWells Fargo Clearing Services, LLC$1,00010-01-2009
Alicia Ann FleurquinLPL Financial LLCWells Fargo Clearing Services, LLC$3710-02-2009
James Mark CobbVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-12-2009
Stephen Bernard GlowackaChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-19-2009
Bryan R NoonanNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-28-2009
Charles Whitman DavisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-01-2010
Jeffrey S. BoettcherBerthel, Fisher & Company Financial Services, Inc.Wells Fargo Clearing Services, LLC02-24-2010
Edward Harbert Marshall IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-19-2010
Reynaldo M Martinez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-25-2010
Gerry Mcneill ThornbroWedbush Securities Inc.Wells Fargo Clearing Services, LLC09-20-2010
Robert Charles TorciviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-24-2010
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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