Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee KlippelCima Capital Wealth ManagementWells Fargo Clearing Services, LLC09-13-2019
Grant Joseph CraneWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-23-2019
Grant Joseph CraneWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-23-2019
Shawn Michael PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-11-2019
Diane Marie CoffmanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-25-2019
Justin T. HoytHayden RoyalWells Fargo Clearing Services, LLC02-14-2019
Jason Michael JensenHayden RoyalWells Fargo Clearing Services, LLC02-14-2019
Keith A. KolomichukRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-17-2018
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-06-2018
Brian Howard BratspisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-21-2018
Christina Rachelle Clement LoyaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-07-2018
Larry D. Mortenson IINorthern Trust Securities, Inc.Wells Fargo Clearing Services, LLC03-21-2018
Stacy Hadnot QuiriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-09-2017
Kenneth Edward Hack JrKalos Capital, Inc.Wells Fargo Clearing Services, LLC11-08-2017
Michael Lee HuffmanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-20-2017
Carson Allen HymasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2017
Paul Henry VanderweideUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-28-2017
John Christian NielsenStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC07-27-2017
Jurate MayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-25-2017
Bruce Andrew LindvigStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC03-10-2017
Robert Julian EscamilloUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC01-20-2017
Mark Clay NixonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-13-2017
Jeffrey Samuel WassonNorthern Trust Securities, Inc.Wells Fargo Clearing Services, LLC12-21-2016
Asha JainStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC11-10-2016
Christopher PopkeyLPL Financial LLCWells Fargo Clearing Services, LLC10-28-2016
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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