Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Christopher Matthew ConnerM. S. Howells & Co.Wells Fargo Clearing Services, LLC$15007-12-2019
John T. AndraosWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-02-2019
John Joseph Biondo Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$48506-20-2019
Taylor Browman, Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-28-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Austin Heberger, Gavin Lee Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Josh Wiley Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8505-17-2019
Brad JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14905-17-2019
Steve MedakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8705-17-2019
Bruce TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4905-10-2019
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Showing 1 to 25 of 1,057 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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