Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Sharon RobertsMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Sanford Irving SmithMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Karen Cecilia BurkhartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC09-30-2020
Acil Ryan MechamCetera Investment Advisers LLCWells Fargo Clearing Services, LLC09-30-2020
Michael Lewis AbramsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,50009-23-2020
Joseph Patrick YapaolaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-23-2020
Carl T NelsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-22-2020
Natasha Vladimir EscarenoCetera Investment Services LLCWells Fargo Clearing Services, LLC09-17-2020
Thomas Stanton GreenSpirit Global Investment AdvisorsWells Fargo Clearing Services, LLC09-09-2020
Sandra Noda LanoieMorgan StanleyWells Fargo Clearing Services, LLC09-04-2020
Kenneth Andrew MarcusMorgan StanleyWells Fargo Clearing Services, LLC09-04-2020
Susan Marie EastmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-04-2020
Marques J DicksonCity National Securities, Inc.Wells Fargo Clearing Services, LLC09-04-2020
Henry Anthony HernandezUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5009-03-2020
Robert Magallanes JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-03-2020
Curtis R Eakin IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC09-03-2020
Christopher VanhornStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2020
Genaro FernandezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-01-2020
Jordan T EdenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2020
Gustavo Javier BauerUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-25-2020
Randall Larry KrenzinMorgan StanleyWells Fargo Clearing Services, LLC08-21-2020
Thomas Michael DonnellyMorgan StanleyWells Fargo Clearing Services, LLC08-21-2020
Brennan J TurnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-18-2020
Mona ArabshahiUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-12-2020
Christopher Lamar AshtonAlpha Cubed Investments, LLCWells Fargo Clearing Services, LLC08-04-2020
Next Page »

Showing 1 to 25 of 997 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.