Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore James TadeusiakMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC01-01-2009
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-02-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC01-05-2009
Kenneth Robert KlauberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Matthew Harold SchmittRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Jack John Edward MonaghanLPL Financial LLCWells Fargo Clearing Services, LLC$1001-07-2009
Kasandra V. SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Bradley Alan GoodnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-09-2009
Timothy Michael WhiteStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$20001-09-2009
Jay Dohrn Baumgardner IIIJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-12-2009
Lee Bigelow CrockerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Eric James TaborLPL Financial LLCWells Fargo Clearing Services, LLC$5001-19-2009
Valerie NguyenCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-20-2009
Aaron Thomas LeoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2501-23-2009
Raymond Joseph GinsbergLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2009
William R TurnerLPL Financial LLCWells Fargo Clearing Services, LLC01-30-2009
Jeffrey Michael DaftRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-30-2009
Frank A DyerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-09-2009
Mark Allen TobinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-10-2009
Derek James PritchardBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-11-2009
Gail Henrietta Vandyke-CroteauLPL Financial LLCWells Fargo Clearing Services, LLC02-12-2009
Jeffrey Scott McCoyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-17-2009
Michael Luis AlgarinUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC02-23-2009
Maria Dolores BarelaLPL Financial LLCWells Fargo Clearing Services, LLC03-05-2009
Jeffery Eric FongRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2009
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Showing 1 to 25 of 1,498 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.