Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Warren NyeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-02-2009
Matthew Harold SchmittRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-05-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC01-05-2009
Kasandra V. SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Jeffrey Michael DaftRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-30-2009
John Miller LandbergRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20003-17-2009
Jonathan Henry LeeRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-23-2009
Richard Frederick ReimersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-24-2009
Derek Robert MarquisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15003-26-2009
Kambiz Carl RafiepourUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-09-2009
Steven James FischerLPL Financial LLCWells Fargo Clearing Services, LLC04-17-2009
Wade Cameron MitchellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-21-2009
Brian Thomas ChandlerEdward JonesWells Fargo Clearing Services, LLC04-24-2009
Jeffrey Edward BlumRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2009
Dana Jacar MumfordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-06-2009
Kevin James RadcliffeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-07-2009
Christopher John BrowningWestern International Securities, Inc.Wells Fargo Clearing Services, LLC05-12-2009
Micah Robert CumminsTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC05-14-2009
Matthew Francis Enright, Rick Lane HansenRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-18-2009
Ronald Jack LoweLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2009
Leon Russell LaubMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-21-2009
Frank Louis Koucky IIILPL Financial LLCWells Fargo Clearing Services, LLC$5005-22-2009
Luke Werner CummingsLPL Financial LLCWells Fargo Clearing Services, LLC$1005-29-2009
Charles Frederick Parry, Curtis John ParryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Thomas Terry VigilLPL Financial LLCWells Fargo Clearing Services, LLC06-26-2009
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Showing 1 to 25 of 564 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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