Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Christopher Matthew ConnerM. S. Howells & Co.Wells Fargo Clearing Services, LLC07-12-2019
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Michael David McQuilkinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-22-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-17-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
Neil Allen RichardsLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC04-15-2019
Phuc Cong TruongJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-04-2019
Mark Bessone BurnsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Michael Anthony MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Hoover Thomas LauLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2019
Nicholas Andrew WillenbringMD Wendell Wealth PartnersWells Fargo Clearing Services, LLC02-25-2019
Donald James MatthewsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-10-2019
Samundra TimilsinaCsuite Investment LLCWells Fargo Clearing Services, LLC01-03-2019
Ryan Charles OlsonCity National Securities, Inc.Wells Fargo Clearing Services, LLC12-06-2018
Paul E. BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
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Showing 1 to 25 of 565 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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