Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brennan J TurnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-18-2020
Elizabeth Anne DavalosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2505-28-2020
Katherine Elizabeth DavalosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-28-2020
Michael Takeo AriyoshiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-26-2020
Don Philip GrijalvaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$18509-27-2019
Timothy Chien-Wei ChenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-24-2019
William Bernard GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-16-2018
RYAN William GERDTSRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Robert Richard GonzalesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-02-2018
Kenneth W JuddRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-02-2018
Douglas John WulbrechtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-01-2018
Linda Jean PardiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-01-2018
Scott Franklin Groves StoutRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-21-2018
David F NeunuebelRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-11-2014
Lisa Ann Barrantes-DelossantosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-11-2014
Michael Andrew ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-13-2012
David Mcwilliam LucasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-21-2011
David Mitchell BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-01-2009
Jeffrey Edward BlumRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-01-2009
Derek Robert MarquisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-26-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.