Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Perry CurtisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00004-13-2018
Mark Lloyd GriffinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$50003-02-2018
Mark Lee LileyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10003-02-2018
Nesochi J. AzubuikeBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-02-2018
Tyler Patrick WhalenU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2502-15-2018
Nicole Marie GarzaReDefine Wealth Management, LLCWells Fargo Clearing Services, LLC01-30-2018
Ryan Michael HickeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Gerald Robert JonesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC12-11-2017
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC$13609-15-2017
Raymond Scott VanderwalLPL Financial LLCWells Fargo Clearing Services, LLC08-31-2017
Crystal Lynn BettermanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2017
John Glover Givens, Kent Andrew WelleyMorgan StanleyWells Fargo Clearing Services, LLC$11508-11-2017
Jacob William LacyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
James Scott DoidgeOneAmerica Securities, Inc.Wells Fargo Clearing Services, LLC$6802-03-2017
Jeffrey Alan RittnerCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC11-15-2016
Jarrod Edward BiebelRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-08-2016
Cory Richard KozisekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-02-2016
David Curtis JohnsonThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC03-03-2016
Brandon Matthew KaneCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$3202-10-2016
Anthony A. CisnerosWaddell & ReedWells Fargo Clearing Services, LLC$1001-04-2016
Nathan VandasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC12-03-2015
Kimberly Ann GiannoneRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5011-06-2015
Michael D. RosenthalLPL Financial LLCWells Fargo Clearing Services, LLC08-28-2015
Ronald Seth AranowAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-28-2015
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Showing 26 to 50 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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