Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corrine KoehlerLPL Financial LLCWells Fargo Clearing Services, LLC$12006-24-2020
Justin G DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$12003-18-2019
Bill WoodwardLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2015
Ari LitvinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-27-2019
Kim GiannoneRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10511-06-2015
Eric R BenchBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Jason G ClouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Mark E Barczuk David F MorenoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-03-2014
Mark P FellowsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-15-2013
Dennis Dougherty Bryan WhiteUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$12008-10-2011
James WildmanRaymond JamesWells Fargo Clearing Services, LLC$16010-26-2018
Ian McClureRaymond JamesWells Fargo Clearing Services, LLC$11410-12-2018
Mark Griffin Mark LileyRaymond JamesWells Fargo Clearing Services, LLC$50505-31-2018
Jarrod BiebelRaymond JamesWells Fargo Clearing Services, LLC$35011-30-2016
Robert Campbell Joe BainRaymond JamesWells Fargo Clearing Services, LLC$19009-29-2015
Steve Jones Seth GundersonRaymond JamesWells Fargo Clearing Services, LLC$14008-06-2010
Benjamin Joshua C ReyesBBVA Wealth Solutions Inc.Wells Fargo Clearing Services, LLC10-06-2020
Dean Clarke BaetzholdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-22-2020
Oksana DoncilaPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC09-09-2020
Jeffrey Stephen OlineFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-31-2020
Travis Ian McCoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-01-2020
Ian Thomas GlassfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-15-2020
Sarah L EllisFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC06-05-2020
Miriam Michelle CavanaughRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-01-2020
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.