Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Francis HollmannKestra Investment Services, LLCWells Fargo Clearing Services, LLC$15008-28-2020
Annmarie VolpertMutual of Omaha Investor Services, Inc.Wells Fargo Clearing Services, LLC07-21-2020
Guillermo Alejandro RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2020
Ashley A NoonanCitizens Securities, Inc.Wells Fargo Clearing Services, LLC04-03-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Scott Edward KellyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Scott James MastoccioloAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Matthew David TrueAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00002-14-2020
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-07-2020
Lynn Ann HarnedyMorgan StanleyWells Fargo Clearing Services, LLC$5011-11-2019
tina m gundersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2019
George Haven Welker IIIMorgan StanleyWells Fargo Clearing Services, LLC$10010-11-2019
Frances Joy A CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-06-2019
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Frederick Leonard Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10503-01-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Kevin Carroll Sam ShehuLPL Financial LLCWells Fargo Clearing Services, LLC$11002-15-2019
Kevin Joseph CarrollLPL Financial LLCWells Fargo Clearing Services, LLC02-15-2019
Elana MiliantaRaymond JamesWells Fargo Clearing Services, LLC$19002-08-2019
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Charles Edward BalisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC02-07-2019
Miguel S FernandezKey Investment Services LLCWells Fargo Clearing Services, LLC01-17-2019
Montgomery Chase BradleyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.