Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Douglas HaywoodAllstate Financial Services, LLCWells Fargo Clearing Services, LLC10-21-2011
Scott Edward KellyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Scott James MastoccioloAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Matthew David TrueAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Richard Evelyn WaceAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-04-2019
Joseph John StangoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-14-2018
Arnold Roy BlumenfeldAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-10-2017
Paul Edward SheldonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10008-11-2017
Jesse M SheldonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-11-2017
Jon Thomas NelsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10004-12-2013
John Joseph NelsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-12-2013
Patricia Moebius LymanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10007-06-2012
Darrell Eugene FoxAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-12-2011
Michael A PerriAXA Advisors, LLCWells Fargo Clearing Services, LLC04-23-2012
Dana Rose MascaloBeirne Wealth Consulting Services, LLCWells Fargo Clearing Services, LLC$1003-22-2013
Charles Edward BalisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC02-07-2019
Richard Sherman Rogers Jr.Belpointe Asset Management LLCWells Fargo Clearing Services, LLC12-03-2018
Daniel Robert MorrisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC12-24-2015
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Arnold Harry RozanyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5011-12-2010
Elizabeth McClellandBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-28-2010
Frank Patrick BrillCantella & Co., Inc.Wells Fargo Clearing Services, LLC07-26-2013
Stephen Kelley Mulhall Jr.Charles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC05-10-2010
Nisha Amish JhaveriCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-11-2011
Mauricio Alejandro MonteroCitizens Securities, Inc.Wells Fargo Clearing Services, LLC01-06-2014
Next Page »

Showing 1 to 25 of 162 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.