Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Douglas HaywoodAllstate Financial Services, LLCWells Fargo Clearing Services, LLC10-21-2011
Joseph John StangoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-14-2018
Arnold Roy BlumenfeldAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-10-2017
Paul Edward SheldonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10008-11-2017
Jon Thomas NelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-12-2013
John Joseph NelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-12-2013
Patricia Moebius LymanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-06-2012
Darrell Eugene FoxAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-12-2011
Daniel Robert MorrisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC12-24-2015
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Elizabeth McClellandBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15005-28-2010
Frank Patrick BrillCantella & Co., Inc.Wells Fargo Clearing Services, LLC07-26-2013
Daniel Michael CalarcoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$20003-25-2013
John Parker ReadCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-04-2012
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Michael Salvatore Bartolotta Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC09-30-2016
Mario John AlvinoCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-01-2010
Salim P. BoutagyCongress Wealth Management LLCWells Fargo Clearing Services, LLC04-21-2017
Jonathan Vincent GlennGlenn Capital LLCWells Fargo Clearing Services, LLC01-03-2018
George Henry MessierGreat Heritage Investments, LLCWells Fargo Clearing Services, LLC06-23-2017
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5004-11-2016
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
Montgomery Chase BradleyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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