Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph LenihanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-08-2009
John Edmund NeenanMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
John Anthony SommoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10005-08-2009
Gerald Hazen GlassStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-14-2009
Mark Joseph HammondStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5007-14-2009
Frank Clinton Rogers IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-14-2009
Lucas Alexander Van ZandtWaddell & ReedWells Fargo Clearing Services, LLC$2509-01-2009
Paul Edward MartinCoburn & Meredith, Inc.Wells Fargo Clearing Services, LLC11-13-2009
Andrew Malone EwingFirst Union Securities, Inc.Wells Fargo Clearing Services, LLC01-04-2010
Mario John AlvinoCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-01-2010
Michael Emil MillerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-11-2010
Samuel Kent Van AllenWestport Resources Investment Services, Inc.Wells Fargo Clearing Services, LLC02-16-2010
Lise Marie RobinsonLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC05-01-2010
Elizabeth McclellandBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15005-28-2010
Martin Patrick MclaughlinUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-26-2010
Martin Paul MclaughlinUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-26-2010
Alan Charles GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-22-2010
Arnold Harry RozanyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-12-2010
Nicholas Gerard MannaMetLife Securities Inc.Wells Fargo Clearing Services, LLC11-30-2010
Darrell Eugene FoxAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-12-2011
Nisha Amish JhaveriCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-11-2011
Kevin John WheelerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-15-2011
Ping WangLPL Financial LLCWells Fargo Clearing Services, LLC08-15-2011
Michael Eugene BertanzaInfinex Investments, Inc.Wells Fargo Clearing Services, LLC09-29-2011
Stephen Douglas HaywoodAllstate Financial Services, LLCWells Fargo Clearing Services, LLC10-21-2011
Next Page »

Showing 1 to 25 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.