Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Alexander BringuelLPL Financial LLCWells Fargo Clearing Services, LLC$5005-19-2020
Michelle Love BaileySynovus Securities, Inc.Wells Fargo Clearing Services, LLC03-30-2020
Phinizy Lamkin Davis Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-25-2020
Dustin Jay FordLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2020
James Michael McLendonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1003-04-2020
Ashton Cole GreenCetera Advisors LLCWells Fargo Clearing Services, LLC02-19-2020
Lee StennesLPL Financial LLCWells Fargo Clearing Services, LLC02-06-2020
Kimberly Marie ReynoldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-03-2020
Harold Tyler GayQM Advisors LLCWells Fargo Clearing Services, LLC01-28-2020
Anthony Mell Mcintosh JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-22-2020
Mahogany Arleigh WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-22-2020
Puja Kanak VyasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-14-2020
Robert King AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-02-2020
Marcus Anthony AlfordJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-31-2019
Vionette Iliana GonzalezLPL Financial LLCWells Fargo Clearing Services, LLC10-11-2019
Blair Christopher StuartJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-04-2019
Michael Clark KetterbaughStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-03-2019
Jason Daniel JungbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1010-03-2019
Patrick Darnell ClarkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-24-2019
Thomas Anthony RagerCetera Investment Services LLCWells Fargo Clearing Services, LLC09-20-2019
Adam Reza CaderSynovus Securities, Inc.Wells Fargo Clearing Services, LLC09-17-2019
Erik Andrew LuckeyEdward JonesWells Fargo Clearing Services, LLC08-30-2019
Jolette Nicolle LandressMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-29-2019
Kenneth Andre RobinsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Kevin Collier LokeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-29-2019
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Showing 1 to 25 of 348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.