Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Todd Dwain GauthierSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15001-26-2009
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
James Lewis JacobsMML Investors Services, LLCWells Fargo Clearing Services, LLC04-23-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-02-2009
Todd Joseph ThompsonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-02-2009
Carla J KestersonCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1011-19-2009
Joshua Morgan PruittMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5011-30-2009
Thomas Duncan KilpatrickLPL Financial LLCWells Fargo Clearing Services, LLC$2512-17-2009
Kathy V NguyenState Farm VP Management Corp.Wells Fargo Clearing Services, LLC12-29-2009
William Edward Hicks JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-04-2010
Robert Gregory DietrichNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC02-18-2010
Kalah Eileen MartreMorgan StanleyWells Fargo Clearing Services, LLC04-05-2010
Harrison David NathanMML Investors Services, LLCWells Fargo Clearing Services, LLC04-14-2010
Roland Harold DeliniereBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Richard Robinson CardinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$50007-09-2010
Jennifer Ellin PierceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-09-2010
Monnye Hedrick FurrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$29407-09-2010
Roland H de Liniere Marilyn C Hedrick Monnye Hedrick Furr Richard R Cardin Susan K Walker Jennifer E PierceBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-12-2010
Terrell Wallace Bradley JrSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-13-2010
Brian Michael CribbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1007-26-2010
Thomas Herbert KircherStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-20-2010
Ari Richard DardikMorgan StanleyWells Fargo Clearing Services, LLC$5008-27-2010
Terry BroscherMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-30-2010
Gregory Vincent KatulkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-29-2010
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Showing 1 to 25 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.