Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Beavers GrammerLPL Financial LLCWells Fargo Clearing Services, LLC$5008-29-2013
Anthony Eugene Adams Jr.PNC InvestmentsWells Fargo Clearing Services, LLC09-17-2013
Antonio Peter ConticelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2012
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Ari Richard DardikMorgan StanleyWells Fargo Clearing Services, LLC08-27-2010
Barbara Anne DentonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-06-2016
Barbara-Ann RushMorgan StanleyWells Fargo Clearing Services, LLC$10004-29-2011
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Brett Michael WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-04-2012
Charles H. GoldbergTriad Advisors LLCWells Fargo Clearing Services, LLC12-16-2011
Chris Peter Sotus, Michael Earl McCullough, Julian A. JarmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-29-2011
Christina Dominguez JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-06-2016
Christopher Bryan BlackLPL Financial LLCWells Fargo Clearing Services, LLC10-24-2017
Christopher BryantPFS Investments Inc.Wells Fargo Clearing Services, LLC04-12-2016
Christopher Paul BrownSynovus Securities, Inc.Wells Fargo Clearing Services, LLC08-14-2015
Christopher Schueller MoormanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10006-30-2015
Clarence Alexander McLaurinFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC03-21-2017
Colin Randolph McCulleyProEquities, Inc.Wells Fargo Clearing Services, LLC08-18-2015
Daniel David SilvaVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-22-2010
Daniel Enrique MercadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-29-2011
Daniel Paul PaleyPNC InvestmentsWells Fargo Clearing Services, LLC$1003-21-2013
David Benjamin ClarkenFWI Wealth Management LLCWells Fargo Clearing Services, LLC03-06-2014
David Bruce HunterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
David Edward CaseyLPL Financial LLCWells Fargo Clearing Services, LLC$15006-09-2015
David P. DillonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-19-2018
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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