Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlie Strong Shane Gaddy Kelly Lee Kyle BochatLPL Financial LLCWells Fargo Clearing Services, LLC$35107-20-2017
Ellis Shiver Todd ShiverLPL Financial LLCWells Fargo Clearing Services, LLC$8308-24-2016
Robert FrankLPL Financial LLCWells Fargo Clearing Services, LLC$12006-10-2016
Mark Cross John Caldwell Jason NortonLPL Financial LLCWells Fargo Clearing Services, LLC$15004-17-2015
Brett Alexander BringuelLPL Financial LLCWells Fargo Clearing Services, LLC$5005-19-2020
Dustin Jay FordLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2020
Lee StennesLPL Financial LLCWells Fargo Clearing Services, LLC02-06-2020
Vionette Iliana GonzalezLPL Financial LLCWells Fargo Clearing Services, LLC10-11-2019
Jo Ann PateLPL Financial LLCWells Fargo Clearing Services, LLC$5007-08-2019
Louis Robert DevicarisLPL Financial LLCWells Fargo Clearing Services, LLC10-05-2018
Walter Steven LessLPL Financial LLCWells Fargo Clearing Services, LLC$15009-25-2018
Brian Eric MartinLPL Financial LLCWells Fargo Clearing Services, LLC$10004-27-2018
Willard A Phillips JrLPL Financial LLCWells Fargo Clearing Services, LLC03-05-2018
Kelly Mathis LeeLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2017
Kyle Robert BochatLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2017
Michael Lester EdmondsonLPL Financial LLCWells Fargo Clearing Services, LLC05-11-2017
Robert L Frank IIILPL Financial LLCWells Fargo Clearing Services, LLC06-30-2016
George Scott JohnsonLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2016
Gregory WasseyLPL Financial LLCWells Fargo Clearing Services, LLC$15011-20-2015
David Edward CaseyLPL Financial LLCWells Fargo Clearing Services, LLC$15006-09-2015
John Christopher CaldwellLPL Financial LLCWells Fargo Clearing Services, LLC04-16-2015
Susan Cox SmallLPL Financial LLCWells Fargo Clearing Services, LLC02-17-2015
Jason Shelby WallingLPL Financial LLCWells Fargo Clearing Services, LLC$5006-30-2014
Amy Beavers GrammerLPL Financial LLCWells Fargo Clearing Services, LLC$1,00008-29-2013
Cheryl Gray SherrillLPL Financial LLCWells Fargo Clearing Services, LLC$2512-14-2012
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.