Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James O'ConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00004-17-2020
Andre LeverettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Helen DritakisMorgan StanleyWells Fargo Clearing Services, LLC03-12-2020
Allison TregoningCetera Financial Specialists LLCWells Fargo Clearing Services, LLC03-05-2020
Greg Steven DanzigerNorthern Trust Securities, Inc.Wells Fargo Clearing Services, LLC01-15-2020
Constantinos Dean Frank YianasLPL Financial LLCWells Fargo Clearing Services, LLC$2,00001-10-2020
Michael Eric HoldenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-23-2019
Nikolaos BalisJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2019
Brian Stephen GeorgeWorld Equity Group, Inc.Wells Fargo Clearing Services, LLC12-09-2019
Robert S. Thompson Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-18-2019
Todd Daniel HamiltonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-18-2019
Richard Allen Ceffalio Jr.LPL Financial LLCWells Fargo Clearing Services, LLC11-15-2019
Christian Aguilar CoronadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-12-2019
Joey A. GoodspeedRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-20-2019
James SturgeonMorgan StanleyWells Fargo Clearing Services, LLC09-19-2019
David Alan Stachowiak Sr.Lincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC09-13-2019
Nicholas Joseph RosaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Kimberly Lynn MaxeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-23-2019
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
Jordan A. GitlinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Felipe Juan Antonio ColonIHT Wealth Management LLCWells Fargo Clearing Services, LLC$1,00007-05-2019
Sarah CorleCiti Private Advisory, LLCWells Fargo Clearing Services, LLC06-28-2019
Margret Helen SchrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-20-2019
Christopher J PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-18-2019
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Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.