Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy OConnorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC04-17-2020
Brian GernantLPL Financial LLCWells Fargo Clearing Services, LLC$12507-25-2019
Scott GongorekAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8209-30-2016
Jamie SutherlandAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8004-29-2016
David SwansonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$4106-25-2020
Todd Hamilton Robert ThompsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$33011-18-2019
Robert Schrieber Terry Foster John Wedell Scott KomaromyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$38103-01-2019
Eric ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18309-14-2018
Marilyn BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5807-16-2018
Gary Hency Leland RoiderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24811-30-2016
Chris Cooke Brian CookeDavid A. Noyes & CompanyWells Fargo Clearing Services, LLC$1,70011-21-2016
David HeideRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50011-02-2016
William KruegerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18410-06-2016
Brian M Reilly David E ReillyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-27-2013
Ed MeyerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-11-2013
Dennis AndersonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2013
David ClaggettBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-26-2012
Quinten E Bret Spivey Janet M Bone Troy D Cox R Todd Stone Jeffrey J Luechtefeld Brent A WilhelmBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-16-2012
Chad A SteinbachBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-21-2011
David Gordon Kirsten GordonMorgan StanleyWells Fargo Clearing Services, LLC$30003-28-2013
John E Fitch III Marsha Werner Pamela Appell Penny TipswordRaymond JamesWells Fargo Clearing Services, LLC$11010-09-2014
Ann B Fleming Thomas E TurnbaughRaymond JamesWells Fargo Clearing Services, LLC$14001-17-2014
Tyler Matthew HessCountry Capital Management CompanyWells Fargo Clearing Services, LLC09-15-2020
Magdy MelekThe Huntington Investment CompanyWells Fargo Clearing Services, LLC08-27-2020
John William HermanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-11-2020
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Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.