Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Thomas EnriciZacks Investment Management, Inc.Wells Fargo Clearing Services, LLC06-03-2016
Brian Stephen GeorgeWorld Equity Group, Inc.Wells Fargo Clearing Services, LLC12-09-2019
Elizabeth J. WhippleWintrust Investments LLCWells Fargo Clearing Services, LLC04-21-2015
Nancy Jeanne LagerfeldtWintrust Investments LLCWells Fargo Clearing Services, LLC07-06-2009
Ronald Eugene MillerWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC05-22-2015
John Douglas Sorensen Jr.Wells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-05-2009
Matthew James SchmitWalnut Street Securities, Inc.Wells Fargo Clearing Services, LLC$2509-18-2009
Joseph Charles RossWaddell & ReedWells Fargo Clearing Services, LLC05-15-2012
Brandon M. DanielsVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-01-2014
Janice F. WongVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2014
Mark Gerard ReningerUhlmann Price Securities, LLCWells Fargo Clearing Services, LLC$2511-19-2013
Terry Michael FinkelUhlmann Price Securities, LLCWells Fargo Clearing Services, LLC$5011-23-2012
Robert James BatchenUhlmann Price Securities, LLCWells Fargo Clearing Services, LLC09-28-2012
Byron Alan BrookUhlmann Price Securities, LLCWells Fargo Clearing Services, LLC$2508-24-2012
David Alan MelbyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-04-2016
Mark Eldridge CrowUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-10-2013
Robert Thomas GlowakiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-05-2012
Leo KhorolinskyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-24-2012
Dmitry FarbmanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-24-2012
Paul B. StepankovskiyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-24-2012
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
Matthew James PetersTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-14-2015
Christen Anne BearTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-26-2014
David Thomas StoryThomas Story and Son LLCWells Fargo Clearing Services, LLC05-15-2009
John Joseph WhiteTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC05-01-2012
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Showing 1 to 25 of 288 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.