Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James MorrisonLPL Financial LLCWells Fargo Clearing Services, LLC$2503-20-2009
George Eric CluttsLPL Financial LLCWells Fargo Clearing Services, LLC03-20-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-23-2009
David Thomas StoryThomas Story and Son LLCWells Fargo Clearing Services, LLC05-15-2009
Nancy Jeanne LagerfeldtWintrust Investments LLCWells Fargo Clearing Services, LLC$10007-06-2009
Eduardo C. MarrLPL Financial LLCWells Fargo Clearing Services, LLC$1010-15-2009
Matthew Leroy WildLPL Financial LLCWells Fargo Clearing Services, LLC$5002-17-2010
John Martin CrockBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-19-2010
Steven John PotterLPL Financial LLCWells Fargo Clearing Services, LLC12-03-2010
Sheila T. JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$1004-15-2011
Patricia Ann OlszewskiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-19-2011
Elizabeth Rafferty NaniBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC09-20-2011
Patrick Dean LampeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-09-2011
Larry Wayne WilsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-09-2011
Stephen SumerajPNC InvestmentsWells Fargo Clearing Services, LLC01-05-2012
Leo KhorolinskyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-24-2012
Dmitry FarbmanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-24-2012
Paul B. StepankovskiyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-24-2012
David Michael PikeMorgan StanleyWells Fargo Clearing Services, LLC$10005-18-2012
Keith Alan DavisonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-25-2012
Gabriel MartinezLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2012
Joseph Victor BenedettiLPL Financial LLCWells Fargo Clearing Services, LLC$5011-12-2012
Lynn Diane WinstonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-15-2013
Michael Clayton NelsonCetera Financial Specialists LLCWells Fargo Clearing Services, LLC$5001-25-2013
Peter John O'BrienCetera Financial Specialists LLCWells Fargo Clearing Services, LLC$2501-25-2013
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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