Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-09-2009
Vicky S CampbellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Todd Andrew MontgomeryLPL Financial LLCWells Fargo Clearing Services, LLC$2501-09-2009
Linda Brandi MozzoneLPL Financial LLCWells Fargo Clearing Services, LLC01-16-2009
Michael Patrick TuckerLPL Financial LLCWells Fargo Clearing Services, LLC$7903-16-2009
George Eric CluttsLPL Financial LLCWells Fargo Clearing Services, LLC03-20-2009
Patrick James MorrisonLPL Financial LLCWells Fargo Clearing Services, LLC$2503-20-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-23-2009
Thomas Francis DowlingLPL Financial LLCWells Fargo Clearing Services, LLC$5005-01-2009
Adele ToussaintLPL Financial LLCWells Fargo Clearing Services, LLC05-01-2009
David Thomas StoryThomas Story and Son LLCWells Fargo Clearing Services, LLC05-15-2009
Debra Ann HartelLPL Financial LLCWells Fargo Clearing Services, LLC$2505-27-2009
Nancy Jeanne LagerfeldtWintrust Investments LLCWells Fargo Clearing Services, LLC$1,00007-06-2009
David Alan PriceSmith, Moore & Co.Wells Fargo Clearing Services, LLC$5007-31-2009
Kent Charles SchmidtSmith, Moore & Co.Wells Fargo Clearing Services, LLC07-31-2009
Douglas Michael SchultzSmith, Moore & Co.Wells Fargo Clearing Services, LLC$15007-31-2009
Susan Diane HillsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-24-2009
Eduardo C MarrLPL Financial LLCWells Fargo Clearing Services, LLC10-15-2009
Steven James HoulihanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-06-2009
Todd Christopher BradyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-22-2010
Matthew Leroy WildLPL Financial LLCWells Fargo Clearing Services, LLC$2502-17-2010
David William HansonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10003-12-2010
Susan Laurie HedmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-12-2010
Frances Ann WilliamsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2010
Next Page »

Showing 1 to 25 of 223 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.