Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Jane Elizabeth DormanMorgan StanleyWells Fargo Clearing Services, LLC$10005-15-2019
Eric K. HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-29-2019
Michael Anthony YakosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-31-2019
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Edwin Whitmore Free IIIWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-14-2018
Barton James HunterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC12-13-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC12-12-2018
Brian William GuyMorgan StanleyWells Fargo Clearing Services, LLC$10011-08-2018
John H. ShankFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC10-15-2018
Kristin Louise JacksonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00008-28-2018
Clifford Edward Bryan IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Deanna Christine LindlowBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Jeffrey R. Fernandez Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Daniel Robert HughesJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC07-16-2018
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
William Joseph Kieffer Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00003-09-2018
Richard Allen BieleckiBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-06-2018
Joseph Douglas HammonsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2018
Marcia Kay KamiakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-18-2017
James Andrew FaroEdward JonesWells Fargo Clearing Services, LLC$5008-18-2017
Next Page »

Showing 1 to 25 of 68 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.