Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Riley BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-16-2019
Gordon Leonard BryanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00012-18-2018
Andrew Myron ParrishAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$2505-10-2012
Jeff Brad SondhelmAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$5005-10-2012
David Vaughan ScottAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC$15002-27-2020
Michael Anthony GrauAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC$1,00002-24-2020
Rebecca Michelle FloydAxiom Financial Strategies Group, LLCWells Fargo Clearing Services, LLC02-24-2020
Thomas Theodore RobertsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15008-28-2018
Kristin Louise JacksonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00008-28-2018
Clifford Edward Bryan IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Deanna Christine LindlowBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Jeffrey R Fernandez JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Duane J HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Jamie Smith BarberCFD Investments, Inc.Wells Fargo Clearing Services, LLC08-17-2015
David M WeidmayerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10408-01-2014
Joseph Michael KieferCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC09-26-2016
James A FaroEdward JonesWells Fargo Clearing Services, LLC$5008-18-2017
Mary Magdalene VeghEdward JonesWells Fargo Clearing Services, LLC09-11-2015
Gretchen Elaine AndersonEdward JonesWells Fargo Clearing Services, LLC02-05-2010
India Delores ElliottFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-30-2020
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Maggie Margret QuickFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1006-27-2013
Michael Blake OniealFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC11-02-2010
Andrew James KohmanInfinex Investments, Inc.Wells Fargo Clearing Services, LLC02-06-2019
Benard Kyule WeibelInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-25-2019
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.