Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lee BrisbenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Kevin Wayne NiceleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15003-19-2009
Scott Michael KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-19-2009
Daniel Frank DavilaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5003-23-2009
Lynn Dennis MoellerThurston Springer FinancialWells Fargo Clearing Services, LLC04-20-2009
Howard Earl StrubleStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-04-2009
Larry Charles GulottaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-04-2009
Jacob Lawrence FedorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4206-08-2009
James Michael MlottThurston Springer FinancialWells Fargo Clearing Services, LLC$24906-12-2009
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$50006-19-2009
Edward Joseph VillanyiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15006-25-2009
Rhys A HeltRBC Capital Markets, LLCWells Fargo Clearing Services, LLC07-23-2009
Shelly Ann HowardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-13-2009
William John LukachRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-04-2009
Gretchen Elaine AndersonEdward JonesWells Fargo Clearing Services, LLC02-05-2010
Michael Blake OniealFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC11-02-2010
Robert Mark LindenMorgan StanleyWells Fargo Clearing Services, LLC12-02-2010
Ann M McQuillan PerriMorgan StanleyWells Fargo Clearing Services, LLC$5004-08-2011
Andrew Myron ParrishAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$2505-10-2012
Jeff Brad SondhelmAusdal Financial Partners, Inc.Wells Fargo Clearing Services, LLC$5005-10-2012
Michael Vincent RicciRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10008-20-2012
Michael David WrightVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-24-2012
Kenneth John StachlerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-18-2012
Laurel Beth HeiligstedtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-18-2012
James Anton Thorstad JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-18-2012
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.