Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Neis Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11110-29-2019
Matthew Fredrick NeisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-29-2019
David Wayne MatternMattern Wealth Management LLCWells Fargo Clearing Services, LLC10-14-2019
Kyle Jordan CrossMattern Wealth Management LLCWells Fargo Clearing Services, LLC10-14-2019
Marcus David MatternMattern Wealth Management LLCWells Fargo Clearing Services, LLC10-14-2019
Brandon Angelo FancherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-23-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Andrea Marie DyerTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC02-26-2019
Thomas Casey MeinEdward JonesWells Fargo Clearing Services, LLC$5001-18-2019
Jeff HughesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$9805-18-2018
Jeffrey Harold HughesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-18-2018
Greg GreenbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17801-18-2018
Gregory Charles GreenbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-18-2018
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-22-2017
Dennis P WolfRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-16-2017
Joanne RainesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-16-2017
David Neihart Douglas Royle Brent Neihart Camden Fells Eric Wynkoop Johnnie HuffAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$36910-06-2017
Douglas Scott RoyleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-06-2017
David James NeihartAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-06-2017
Eric Nathan WynkoopAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5010-06-2017
Camdon Welch FellsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5010-06-2017
Brent William NeihartAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-06-2017
Carlin Todd MurphyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2502-09-2017
Timothy James HartlandCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC11-04-2016
Gary K DrakeLPL Financial LLCWells Fargo Clearing Services, LLC04-14-2016
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.