Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Thomas Casey MeinEdward JonesWells Fargo Clearing Services, LLC$5001-18-2019
Reisha Lark FregoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-21-2018
Clifford Brice MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-15-2018
Warren Brian MartzWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-18-2018
Gregory Charles GreenbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-18-2018
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-22-2017
Dennis P. WolfRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-16-2017
Joanne RainesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-16-2017
Johnnie Carl HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Eric Nathan WynkoopAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-06-2017
Camdon Welch FellsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2110-06-2017
David James NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Brent William NeihartAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Andrew A. HundUMB Financial Services, Inc.Wells Fargo Clearing Services, LLC06-20-2017
Timothy James HartlandCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC11-04-2016
Gary K. DrakeGWM Advisors, LLCWells Fargo Clearing Services, LLC04-14-2016
Thomas Michael HigginsUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-27-2015
Jill S DockingRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
Kevin Ray McWhorterRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
Brian T. DockingRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
Donald Lee BarryRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10006-11-2015
Phillip Daniel GarrisonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC06-11-2015
Alfred Joseph SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-17-2015
David Nicholas LyleWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5001-09-2015
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.