Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura A. DuffEdward JonesWells Fargo Clearing Services, LLC11-16-2018
Monica P. TaylorJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC$1,00007-23-2018
Daryl Gregory RegenauerFSC Securities CorporationWells Fargo Clearing Services, LLC$5004-09-2018
David Whayne PorterKPP Advisory Services LLCWells Fargo Clearing Services, LLC11-10-2017
April Lynn HessAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-03-2017
Suzanne Andrea BaysMeridian Wealth Management, LLCWells Fargo Clearing Services, LLC11-19-2016
Kevin Michael LantzPNC InvestmentsWells Fargo Clearing Services, LLC10-28-2016
Charles William Hill IIIVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-24-2016
John Benedict JamesonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15008-29-2016
Katie Elizabeth BeardInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC05-10-2016
George Albert RinderspacherRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-11-2015
Ballard Weddington CassadyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-09-2015
John Benjamin OverfieldPNC InvestmentsWells Fargo Clearing Services, LLC04-01-2015
Michael Jordan MccullochLPL Financial LLCWells Fargo Clearing Services, LLC01-05-2015
James Tyson DavisBB&T Securities, LLCWells Fargo Clearing Services, LLC11-14-2014
Thomas Logan DavisBB&T Securities, LLCWells Fargo Clearing Services, LLC$5011-14-2014
Travis C JaggersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-23-2014
Robert Douglas WalshRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15010-22-2014
Paul E Singer Jr.PNC InvestmentsWells Fargo Clearing Services, LLC10-21-2014
Bruce MillerMorgan StanleyWells Fargo Clearing Services, LLC$10007-17-2014
Dustin Kimberly HallStrategic Advisers LLCWells Fargo Clearing Services, LLC04-15-2014
Ashleigh Elizabeth KesterMorgan StanleyWells Fargo Clearing Services, LLC04-07-2014
Christopher Joseph MalloryAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-07-2014
David Turner BarnettMorgan StanleyWells Fargo Clearing Services, LLC$1,00011-12-2013
Phillip Lee HylandEdward JonesWells Fargo Clearing Services, LLC11-01-2013
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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