Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd DarlingAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10409-30-2016
Matthew NeelyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7809-02-2016
Kenneth Fortini Ralph E Labriola Nicholas J DiMennaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10807-19-2012
Barry KolanoRaymond JamesWells Fargo Clearing Services, LLC$11301-11-2019
Michelle SpazianiRaymond JamesWells Fargo Clearing Services, LLC$11807-11-2018
Stephen Spector Peter FrischRaymond JamesWells Fargo Clearing Services, LLC$45004-27-2017
Beth Sweeney Eric SweeneyRaymond JamesWells Fargo Clearing Services, LLC$8204-27-2017
Robert A ClaysonRaymond JamesWells Fargo Clearing Services, LLC$11506-20-2014
Mark W TeedRaymond JamesWells Fargo Clearing Services, LLC$22509-14-2012
John C RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-18-2020
Bradley Wayne SmallTriad Advisors LLCWells Fargo Clearing Services, LLC06-30-2020
Nazzy Nathalie RomeroCitizens Securities, Inc.Wells Fargo Clearing Services, LLC06-30-2020
Kellie Dianne JacquesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-13-2020
Lucia Valentina LenaSantander Securities LLCWells Fargo Clearing Services, LLC11-06-2019
Joel CheryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10010-14-2019
Eric Mark SpangenthalRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-08-2019
Michael Charles McnabbBoston Private WealthWells Fargo Clearing Services, LLC07-24-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Angelina MilenevskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-21-2019
Qing YangO'Brien Wealth Partners LLCWells Fargo Clearing Services, LLC03-26-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Mark Francis ScribnerKestra Investment Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Jonathan Dean SalaciakAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-04-2018
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.