Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Frederic MiloweRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Timothy Alexis JohnsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-27-2009
Judith Chrisann Taras MsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-01-2009
Kim Allyson KerrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6505-04-2009
Peter Charles McManusCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5006-18-2009
C David Kaye IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-24-2009
Daniel Joseph HobanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-06-2009
Christopher Arthur ChouinardBay Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$1001-25-2010
Stacie WeinerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-27-2010
Michele Marie MantzMantz, Michele MWells Fargo Clearing Services, LLC02-03-2010
Neil Douglas AdamFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC05-11-2010
David FROST FarnhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-10-2010
Jeffrey Herbert MeyerEdward JonesWells Fargo Clearing Services, LLC$2510-08-2010
Stephen Joseph HollingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2010
Katherine DimascoloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2011
Robert Francis ClarkJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$12004-28-2011
Jason M PhillipsJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-28-2011
Russell Raymond SmithUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-02-2011
Michael Joseph MurphyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10006-28-2011
John Jason FlahertyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2011
Michael Adam EwanouskiJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC01-12-2012
Nicholas John DimennaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-20-2012
Peter Matthew ThorbahnMoors & Cabot, Inc.Wells Fargo Clearing Services, LLC$1,00005-03-2012
Brian Scott SnelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-21-2012
Ryland Charles Hakon HanstadLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2012
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.