Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Frederic MiloweRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-16-2009
Timothy Alexis JohnsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-27-2009
Judith Chrisann TarasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-01-2009
Kim Allyson KerrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-04-2009
Alan Walton SharpeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-22-2009
Brian Paul FoleyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2506-18-2009
Peter Charles McManusCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5006-18-2009
Robert Louis CaponeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-18-2009
Allen Fredrick LoechnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC06-19-2009
Charles David Kaye IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2009
Jerome C SullivanFinancial Focus Asset Management, Inc.Wells Fargo Clearing Services, LLC$1009-29-2009
Stephen N ReimerProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC10-08-2009
Daniel Joseph HobanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-06-2009
Kathryn Marie CataldoInvestors Capital Corp.Wells Fargo Clearing Services, LLC$15011-13-2009
Sulieman M. AliLPL Financial LLCWells Fargo Clearing Services, LLC12-03-2009
James Edward Joyce Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$101-15-2010
Christopher Arthur ChouinardBay Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$1001-25-2010
Stacie WeinerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-27-2010
Michele Marie MantzMantz, Michele MWells Fargo Clearing Services, LLC$2502-03-2010
Robert Moseley Crosland IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-16-2010
Silas John AtsalisEdward JonesWells Fargo Clearing Services, LLC$15004-30-2010
William Michael O'MalleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-07-2010
Neil Douglas AdamFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC05-11-2010
Harry J DavisMorgan StanleyWells Fargo Clearing Services, LLC06-01-2010
Joseph Salvatore AccardiMorgan StanleyWells Fargo Clearing Services, LLC08-16-2010
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.