Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Richard A WeinerWealth Watch Advisors, LLCWells Fargo Clearing Services, LLC09-23-2020
Charles MarksCorners Advisors, LLCWells Fargo Clearing Services, LLC09-18-2020
Henry KeeganSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC09-10-2020
Greg Crosby WellsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10006-18-2020
James Norman HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
Joshua R BerryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-15-2020
Walter Leslie JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-12-2020
Jonathan Raymond Chapman DickeyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-12-2020
Zachary T PaytonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Jahaira ZorrillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-03-2020
Lee WeithEquitable Advisors, LLCWells Fargo Clearing Services, LLC01-29-2020
Jonathan James DelpCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-02-2020
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
Gavin Thomas StringerLPL Financial LLCWells Fargo Clearing Services, LLC$2511-01-2019
Christopher Ozazewski Elizabeth Plunkett Eric DeckerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$38010-17-2019
Elizabeth Ann PlunkettJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-17-2019
Christopher James OzazewskiJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC10-17-2019
Eric B DeckerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5010-17-2019
Lawrence D PinckneyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-25-2019
Joseph RiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-27-2019
Ceil Vanessa MaddenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-18-2019
Leslie Erin McElwainMorgan StanleyWells Fargo Clearing Services, LLC06-03-2019
Sherman Malcolm Malcolm EthridgeCIC Wealth, LLCWells Fargo Clearing Services, LLC05-15-2019
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.