Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Michael DevincentisLPL Financial LLCWells Fargo Clearing Services, LLC$5805-26-2017
Mark MahaneyLPL Financial LLCWells Fargo Clearing Services, LLC$5009-02-2016
Lee WeithEquitable Advisors, LLCWells Fargo Clearing Services, LLC01-29-2020
Christopher Ozazewski Elizabeth Plunkett Eric DeckerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$38010-17-2019
Chris GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9806-23-2016
John Morgan Brian Sabo Jason EdelsonHighTower Advisors, LLCWells Fargo Clearing Services, LLC$38404-25-2014
Nancy J Eshmont Jeffrey N Weiner Brian H RubinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Seymour SlatkinRaymond JamesWells Fargo Clearing Services, LLC$14003-15-2018
Andrew Egber Miguel LopezRaymond JamesWells Fargo Clearing Services, LLC$7001-11-2018
Carolyn S Meakem Traci Meakem RichmondRaymond JamesWells Fargo Clearing Services, LLC$20009-24-2012
John Lynch Arthur DeLuca Lindsay Johns Molly Croyle Allie Gamble-Taylor Andrew FentressRaymond JamesWells Fargo Clearing Services, LLC$47704-05-2012
Richard A WeinerWealth Watch Advisors, LLCWells Fargo Clearing Services, LLC09-23-2020
Charles MarksCorners Advisors, LLCWells Fargo Clearing Services, LLC09-18-2020
Henry KeeganSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC09-10-2020
Greg Crosby WellsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10006-18-2020
James Norman HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
Joshua R BerryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-15-2020
Walter Leslie JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-12-2020
Jonathan Raymond Chapman DickeyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-12-2020
Zachary T PaytonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Jahaira ZorrillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-03-2020
Jonathan James DelpCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-02-2020
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.