Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Brant SteadAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-15-2013
Beth K VenitBurt Wealth AdvisorsWells Fargo Clearing Services, LLC09-21-2015
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Mark Robert SwensenChapin, DavisWells Fargo Clearing Services, LLC$5001-05-2010
Craig Bentley DiamondChapin, DavisWells Fargo Clearing Services, LLC05-29-2009
Francis Alexander FrischChapin, DavisWells Fargo Clearing Services, LLC05-29-2009
Jonathan Edison BradleyCristata Investment ManagementWells Fargo Clearing Services, LLC04-27-2009
David Tanner RhodesEastport Advisors, LLCWells Fargo Clearing Services, LLC11-06-2013
Michael Dean Little Jr.GGM Wealth AdvisorsWells Fargo Clearing Services, LLC04-20-2011
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC$2505-05-2009
Robert Earle LaubachHarbor Investment Advisory, LLCWells Fargo Clearing Services, LLC08-31-2016
Thomas Kayvon HagighJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-08-2017
Marvin Vernon Snyder Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10002-17-2017
Sandra Lynn StollJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1002-17-2017
Burton DanielJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1002-17-2017
Christopher Patrick GolesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10006-23-2016
Katherine DehartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1006-23-2016
John Edward MeeganLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-25-2019
Michael L Devincentis Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$11705-25-2017
Mark Robert MahaneyLPL Financial LLCWells Fargo Clearing Services, LLC$5009-02-2016
William Edward Thal IIILPL Financial LLCWells Fargo Clearing Services, LLC01-28-2011
Paul Steven CiecwierzLPL Financial LLCWells Fargo Clearing Services, LLC$10004-09-2010
Matthew Ryan DiehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-29-2018
Stefan Constantine NicholasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-12-2017
Robyn Shanae HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-29-2017
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.