Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Mcgregor CarrComerica SecuritiesWells Fargo Clearing Services, LLC04-10-2020
Jeffrey Paul ForcheRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC02-14-2020
Troy M. YaldooRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC02-14-2020
Mark Linus FosterMorgan StanleyWells Fargo Clearing Services, LLC12-13-2019
Karen Leigh WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00010-21-2019
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Robin Kay JohnsonJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Richard Warren Stubbs Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J. ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Kelly Anne FieldingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
David Jeffrey PowellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2019
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Hope LandgraffFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-15-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Richard Francis PowellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$20004-26-2019
David Michael PorathRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$6503-25-2019
Sam E. HowardRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-25-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
Robert HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-21-2019
Dean JanceskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-12-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-13-2019
Rennia Clarice DombrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-06-2019
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Showing 1 to 25 of 212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.