Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali Hanny AbdallahAllstate Financial Services, LLCWells Fargo Clearing Services, LLC01-21-2015
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2019
James Michael NovariaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-27-2017
Kelly Curtis L'EsperanceBarking Sands CapitalWells Fargo Clearing Services, LLC04-21-2011
Albert Pingree Herzog IVExecutive Wealth Management, LLCWells Fargo Clearing Services, LLC01-02-2018
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Hope LandgraffFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-15-2019
Kendall Marie Vander MeulenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC11-10-2017
David Raymond SniderFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Andrew Martin SpearmanFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC04-24-2015
Matthew Joseph CroissantIntegrated Investment Consultants, LLCWells Fargo Clearing Services, LLC05-26-2015
David Kenneth RubensteinL.M. Kohn & CompanyWells Fargo Clearing Services, LLC05-27-2016
Bradley Thomas LottL.M. Kohn & CompanyWells Fargo Clearing Services, LLC$5006-18-2014
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC$5003-02-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC$2503-02-2018
Karen Victoria FehrenbachLPL Financial LLCWells Fargo Clearing Services, LLC$1009-29-2011
Samuel David HoferLPL Financial LLCWells Fargo Clearing Services, LLC08-24-2011
Jonathan Maxson BowerLPL Financial LLCWells Fargo Clearing Services, LLC12-10-2010
Keith Daniel FinkelsteinMarketStrats, LLCWells Fargo Clearing Services, LLC01-27-2017
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
Steven R. MartindaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-29-2016
David Michael GriecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2013
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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